SEC regulations

Legislation / Policy

SEC regulations prevent investment companies from using client testimonials.

Mentioned in 8 videos

Videos Mentioning SEC regulations

A.J. Jacobs  (Full Episode) | The Tim Ferriss Show (Podcast)

A.J. Jacobs (Full Episode) | The Tim Ferriss Show (Podcast)

Tim Ferriss

SEC regulations prevent investment companies from using client testimonials.

Erik Vance (Full Episode) | The Tim Ferriss Show (Podcast)

Erik Vance (Full Episode) | The Tim Ferriss Show (Podcast)

Tim Ferriss

Regulations from the U.S. Securities and Exchange Commission that prevent companies investing money from using client testimonials, affecting Tim Ferriss's ability to be a client of Wealthfront while also being sponsored by them.

Chris Young Interview (Full Episode) | The Tim Ferriss Show (Podcast)

Chris Young Interview (Full Episode) | The Tim Ferriss Show (Podcast)

Tim Ferriss

Regulations from the Securities and Exchange Commission that prevent companies investing money from using client testimonials.

Mike Birbiglia Interview (Full Episode) | The Tim Ferriss Show (Podcast)

Mike Birbiglia Interview (Full Episode) | The Tim Ferriss Show (Podcast)

Tim Ferriss

Regulations that prevent companies investing money from using client testimonials, explaining why Tim Ferriss doesn't use Wealthfront as a client.

Malcolm Gladwell Interview (Full Episode) | The Tim Ferriss Show (Podcast)

Malcolm Gladwell Interview (Full Episode) | The Tim Ferriss Show (Podcast)

Tim Ferriss

Mentioned as preventing companies that invest money from using client testimonials, which is why Tim Ferriss cannot be a user and sponsor of Wealthfront podcast.

Morgan Spurlock Interview (Full Episode) | The Tim Ferriss Show (Podcast)

Morgan Spurlock Interview (Full Episode) | The Tim Ferriss Show (Podcast)

Tim Ferriss

Cited as the reason Tim Ferriss cannot currently use Wealthfront as a client, despite its sponsorship, as companies managing money cannot use client testimonials.

Derek Sivers Interview (Full Episode) | The Tim Ferriss Show (Podcast)

Derek Sivers Interview (Full Episode) | The Tim Ferriss Show (Podcast)

Tim Ferriss

Rules from the U.S. Securities and Exchange Commission that prevent companies investing money from using client testimonials.

Will MacAskill Interview (Full Episode) | The Tim Ferriss Show (Podcast)

Will MacAskill Interview (Full Episode) | The Tim Ferriss Show (Podcast)

Tim Ferriss

Regulations from the U.S. Securities and Exchange Commission that prevent companies investing money from using client testimonials.